













| A Chat with the State Treasurer, October 27, 2010 
TOn October 21, the NCCEE hosted a breakfast event featuring Ms. Lori J. Schock, Director of Investor Education and Advocacy with the US Securities and Exchange Commission. Ms. Schock was on hand to share her insights regarding the state of the regulatory environment and what that means for financial services professionals and their clients as well as the latest investor education campaigns. More than 76 local business leaders were on hand to hear Ms. Schock’s presentation. Bank of America was the presenting sponsor. NCCEE wishes to thank each of the sponsors for the event. 
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